Christopher Commission

Results: 605



#Item
481Economics / Joseph Borg / Christopher Cox / North American Securities Administrators Association / Financial Industry Regulatory Authority / Investor education / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities fraud / United States securities law / Financial regulation / Financial system

Alabama Securities Commission Hosts SEC Chairman and Investor Education Partners MONTGOMERY, ALABAMA (March 13, 2008) Joseph Borg, Director of the Alabama Securities Commission (ASC) hosted a special luncheon to show app

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Source URL: www.asc.state.al.us

Language: English - Date: 2008-03-24 17:36:50
482United States securities law / Corporate governance / Finance / United States corporate law / Public administration / Sarbanes–Oxley Act / OTC Bulletin Board / U.S. Securities and Exchange Commission / Christopher Cox / Auditing / Business / Accountancy

Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies; Release Nos[removed]; [removed]; File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2006-03-15 10:35:19
483Corporate governance / United States corporate law / Accountancy / Finance / Corporations law / U.S. Securities and Exchange Commission / Sarbanes–Oxley Act / Christopher Cox / Securities Exchange Act / Business / Auditing / United States securities law

Microsoft Word - Draft FinalReport.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-02-17 17:20:32
484United States housing bubble / Credit rating agency / Nationally recognized statistical rating organization / Subprime mortgage crisis / Financial services / Institutional investors / U.S. Securities and Exchange Commission / Christopher Cox / Money market fund / Financial economics / Investment / Finance

September 4, 2008 VIA ELECTRONIC MAIL ([removed]) Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2008-09-08 15:46:35
485Finance / Financial services / Investment / Economic theories / Investment banking / Investment management / Stock market / Short / Christopher Cox / Financial economics / Economics / Financial markets

Economic Research and Analysis The economic analysis program provides the technical and analytical support necessary to understand and evaluate the economic effects of Commission regulatory policy, including the costs a

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Source URL: www.sec.gov

Language: English - Date: 2001-08-13 15:08:20
486Financial services / Funds / Subprime mortgage crisis / Institutional investors / Money market fund / Nationally recognized statistical rating organization / Mutual fund / Christopher Cox / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

7337 E. Doubletree Ranch Rd. Scottsdale, AZ[removed]Tel: [removed]Fax: [removed]www.ingfunds.com

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Source URL: www.sec.gov

Language: English - Date: 2008-09-08 11:44:45
487Subprime mortgage crisis / Finance / Nationally recognized statistical rating organization / Money market fund / U.S. Securities and Exchange Commission / Financial services / Christopher Cox / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Financial economics / Investment / Funds

� The Independent Trustees of ING Funds Trust and ING Investors Trust

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Source URL: www.sec.gov

Language: English - Date: 2008-09-15 16:06:09
488Finance / Subprime mortgage crisis / Funds / Institutional investors / Nationally recognized statistical rating organization / Money market fund / U.S. Securities and Exchange Commission / Mutual fund / Christopher Cox / Financial economics / Investment / Financial services

Microsoft Word - Comment Letter.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-10-08 08:47:06
489Financial regulation / Economy of the United States / StarNet / Securities Exchange Act / Securities Act / Regulation D / Financial Industry Regulatory Authority / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

JOHN A. CARLEY, MARK N. DOHLEN, EUGENE C. GEIGER, PAUL A. GILES, ROY E. GOULD, THOMAS A. KAUFMANN, ALFRED PEEPER, EDWARD H. PRICE, CHRISTOPHER H. ZACHARIAS, LE FOND MONDIAL D’INVESTISSEMENT S.A., and SPENCER EDWARDS, I

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Source URL: www.sec.gov

Language: English - Date: 2005-07-18 16:08:25
490Financial economics / Business / Economics / Financial services / Christopher Cox / Merrill Lynch / U.S. Securities and Exchange Commission

Robert J. McCann Vice Chairman President - ff£EIVED

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Source URL: www.sec.gov

Language: English - Date: 2007-09-28 15:30:38
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